Customers and Counterparties offer you a transparent view of every link, hierarchy and relationship which provides complete support for the audit, control and management of all client-related information. It also allows you to maintain information about all brokers, analysts and sales people assigned to accounts, as well as their supervisors, assistants and partners, creating a complete view of all relationships.
FATCA places a burden throughout the customer management lifecycle. Customer and Counterparties allows you to determine if a customer is a US citizen, and if an institution is complying with FATCA. You’ll be able to run diagnostics to determine how to achieve FATCA compliance and avoid penalties. Customers and Counterparties provide an accurate mapping of employees, customers, accounts and account balances – important to ensure the right information is available on the right accounts for reporting.
With Customer and Counterparties, you will be able to map to multiple vendor’s identifiers against your data, which our model can capture. The ability to link LEI codes reduces manual, error-prone intervention which also affects your productivity. Ultimately, our solution will help you gain control of multiple regulatory requirements.
A suite of powerful tools, all included in our solution, offer quick integration of new vendor and internal data sources. You can also customize your work flows for a faster onboarding process. In addition, you can secure access to the user interface based on roles, customizable screens, models and rules use.