Compliance Officers, Regulatory Reporting Specialists, and Client Reporting Teams depend on reliable and timely reporting to meet oversight obligations and maintain trust with regulators and investors.

Compliance teams need this kind of reporting for submissions that adhere to changing regulatory requirements, while Regulatory Reporting teams need it to manage the preparation, validation, and delivery of mandated reports. For Client Reporting Specialists, the reporting helps translate complex portfolio and performance data into concise, well-structured deliverables tailored to client needs.

Reporting that relies on fragmented systems and manual processes slows cycles and increases the risk of inconsistencies as well as omissions. A centralized, well-governed reporting framework removes these obstacles to enable faster, more consistent, and more dependable communication.

Regulatory & Client Reporting consolidates and standardizes data to create accurate, compliant, and timely reports. It addresses critical needs, including:

• “What reports do I need to deliver, and when?” This function provides scheduling and workflow management to meet filing and client deadlines.
• “Are the reports complete and compliant?” Built-in validation checks ensure data accuracy and adherence to regulatory standards.
• “How do I tailor reporting for different audiences?” Formatting and content controls allow customization for regulators, institutional clients, and retail investors.
• “Is there a full audit trail?” Historic versions and change logs provide transparency and defensibility for every submission.

The outcome is improved compliance confidence, strengthened client relationships, streamlined operations, and reduced reporting risk.

Data Aggregation: The solution ingests portfolio, transaction, and benchmark data from custodians, order management systems, performance systems, and market data providers into a centralized repository.

Standardization: Data models harmonize inputs, standardizing formats, classifications, and identifiers to meet regulatory and client-specific requirements.

Reporting Engine: Automated workflows assemble data into regulatory templates and client-ready reports, applying embedded business rules and calculations.

Validation & Governance: Quality checks, compliance rules, and audit tracking are applied before finalizing reports, ensuring transparency and accuracy.

Distribution: Reports are delivered securely to regulators via approved channels and shared with clients through portals, encrypted email, or other secure delivery methods.

Monitoring: Dashboards track reporting status, upcoming deadlines, and exceptions, enabling proactive issue resolution before submission dates.